When it comes to regulations in Europe, transborder legislation like the General Data Protection Regulation (GDPR) and the Markets in Financial Instruments Directive (MiFID) II tend to get most of the attention.
The FCA on Social Media and Website Content
by
George van Rooyen on
June
19,
2019
in
Social Media,
FINRA,
social media archiving,
website archiving,
GDPR,
social media monitoring,
recordkeeping,
website capture,
FCA,
MiFID II,
Financial Industry Regulatory Authority,
Markets in Financial Instruments Directive,
Financial Conduct Authority,
General Data Protection Regulation,
record keeping,
archive website
PageFreezer Adds SMS/Text Message Archiving Solution
by
George van Rooyen on
April
02,
2019
in
SEC,
FINRA,
GDPR,
records,
SMS,
text messaging,
text archiving,
BYOD archiver,
archiving,
recordkeeping,
mobile phone,
MMS,
carrier archiver,
regulation,
BYOD,
text message archiving,
text messages,
archiving app,
carrier archiving
PageFreezer has released a compliance archiving solution for SMS/mobile text that further expands its product line. In addition to providing website, social media, and corporate chat solutions, PageFreezer now offers archiving of text messages...
4 Reasons it Pays to Comply with FINRA & SEC Recordkeeping Laws
by
Sylva on
September
20,
2017
in
financial services,
Social Media,
SEC,
FINRA,
FINRA Rule 4511,
social media archiving,
FINRA Rule 17-a,
Compliance,
website
Complying with your industry's record keeping regulations may seem like a given; yet stories of non-compliance continue to circulate in the news. Unaware of the significant harms of failing to meet regulations, many organizations are overlooking...
Q&A With Jason Wenk - CEO, Retirement Wealth Advisors
by
Sylva on
April
07,
2016
in
financial services,
Social Media,
SEC,
digital archiving,
FINRA,
Regulatory Notice 10-6,
FINRA Rule 4511,
social media archiving,
web archiving,
FINRA Rule 17-a,
Compliance,
Regulatory Notice 1139
| We touched base with our financial services client, Jason Wenk, CEO of Retirement Wealth Advisors to find out how PageFreezer has helped his business meet regulations and focus on what they do best - helping clients live more enjoyable lives... |
Why Social Media Archiving is a Must Have for Financial Services
by
Sylva on
December
23,
2015
in
legal,
financial services,
Social Media,
SEC,
FINRA,
Regulatory Notice 10-6,
FINRA Rule 4511,
social media archiving,
FINRA Rule 17-a,
FDA,
Compliance,
Regulatory Notice 1139
Ever since social media first came into our lives with the emergence of platforms like MySpace in the early 2000s, it has shown no signs of slowing down. Today, over 30% of the world’s population utilizes some type of online community. In the...
SEC Rule 17a-3 Compliance
by
Michael Riedijk on
July
28,
2015
in
Social Media,
SEC,
FINRA,
Preservation,
InfoGov,
social media archiving,
FINRA Rule 17-a,
recordkeeping,
record keeping
Rule 17a-3 is a regulation issued by the U.S Securities and Exchange Commission (SEC), in line with the bodies’ regulatory authority, generally outlines requirements and standards of retention, management, and making available of data pursuant to...
