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The FCA on Social Media and Website Content

When it comes to regulations in Europe, transborder legislation like the General Data Protection Regulation (GDPR) and the Markets in Financial Instruments Directive (MiFID) II tend to get most of the attention.

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SEC Rule 17a-3 Compliance

Rule 17a-3 is a regulation issued by the U.S Securities and Exchange Commission (SEC), in line with the bodies’ regulatory authority, generally outlines requirements and standards of retention, management, and making available of data pursuant to...

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